Making a success of Principles-based regulation

Black, Julia ORCID: 0000-0002-5838-3265, Hopper, Martyn and Band, Christa (2007) Making a success of Principles-based regulation. Law and Financial Markets Review, 1 (3). pp. 191-206. ISSN 1752-1440

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Abstract

The UK Financial Services Authority (FSA) leads the way in the development of Principles-based regulation of the financial services industry. It is proposing a significant shift towards reliance on broadly stated Principles rather than more detailed rules. The implications of a more Principles-based approach for regulators, those regulated by the FSA and those whose interests the regulatory regime is designed to protect are the subject of ongoing dialogue.

Item Type:	Article
Official URL:	http://www.hartjournals.co.uk/lfmr/
Additional Information:	© 2007 Hart Publishing Ltd.
Divisions:	Law Centre for Analysis of Risk & Regulation
Subjects:	H Social Sciences > HG Finance K Law > K Law (General)
Date Deposited:	04 Mar 2009 11:39
Last Modified:	15 Sep 2023 13:27
URI:	http://eprints.lse.ac.uk/id/eprint/23106

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