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Making a success of Principles-based regulation

Black, Julia, Hopper, Martyn and Band, Christa (2007) Making a success of Principles-based regulation. Law and Financial Markets Review, 1 (3). pp. 191-206. ISSN 1752-1440

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The UK Financial Services Authority (FSA) leads the way in the development of Principles-based regulation of the financial services industry. It is proposing a significant shift towards reliance on broadly stated Principles rather than more detailed rules. The implications of a more Principles-based approach for regulators, those regulated by the FSA and those whose interests the regulatory regime is designed to protect are the subject of ongoing dialogue.

Item Type: Article
Official URL:
Additional Information: © 2007 Hart Publishing Ltd.
Library of Congress subject classification: H Social Sciences > HG Finance
K Law > K Law (General)
Sets: Departments > Law
Research centres and groups > Centre for Analysis of Risk and Regulation (CARR)
Date Deposited: 04 Mar 2009 11:39

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